What is the Firm’s Privacy Pledge?

Click here to read our full Privacy Pledge

What is the Firm’s Business Continuity Plan?

Click here to read our Firm’s Business Continuity Plan

What is involved in the the customer identification program?

To help the government fight the funding of terrorism and money laundering activities, Federal law requires all financial institutions to obtain, verify and record information that identifies each person who opens an account.

What this means to you: When you open an account we will ask your name, address, date of birth and other information that will allow us to identify you. We may also ask to see your driver’s license or other identifying documents.

Recent regulation requires  the firm to identify and verify the identity of any individual who owns 25 percent or more of a legal entity, and an individual who controls the legal entity.  Legal entities include for profit businesses, non-profits and trusts.

This information will collected during the account opening process.

Where do I sign into my account?

To log into your Fidelity account click here

To log into your Pershing account click here